Risk Data Summit 2017


Four Seasons, Hong Kong
26th June, 2017


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About the Event


Rising to the Challenges: Data, Regulations, Technology & Risk


The surge in financial regulations has led to an explosion in banks’ data needs. From more stringent requirements on customer onboarding to conducting stress tests and monitoring trading desk interactions, firms must also deal with a much wider range of data than ever before. In Asia Pacific, these challenges are complicated by the region’s diverse financial markets and regulatory environments.


A comprehensive overview of the key issues impacting Asia-Pacific.

Hosted by Regulation Asia alongside leading market participants.


  • ▸ Update on the principles for risk data aggregation and risk reporting

  • ▸ How to gain a 360-degree view across multiple regulatory data requirements (AML, BCBS 239, CRS, MiFID II)

  • ▸ The new age of data management – where do AI, machine learning and blockchain fit

  • ▸ What are the major data protection/on-shoring and privacy issues in Asia

  • ▸ What are the financial data management challenges for KYC/AML in Asia?

  • ▸ The major sources, and quality, of the region’s financial data

  • ▸ Merging the role of the CRO and CFO: IFRS9 in Asia

  • ▸ Challenges involved in meeting data requirements of all regulations related to trading desks such as FRTB

  • ▸ Which is the best model - all outsourced, all in-house, half and half?


Co-sponsors

ice ihs s&p

Supporting Sponsor

Six
1

Full Day

Combination of keynotes, panels, interactive sessions and networking

25+

Speakers

Hear from Regulators, Senior Market Participants, Technologists and Peers.

120+

Attendees

Network and discuss with your market peers from across Asia-Pacific.

Agenda


26th June,2017
08:15 - 09:05
Registration and Refreshments
09:05 - 09:10
Chairman's Welcome
Nick Wakefield Managing Director & Co-Founder, Regulation Asia


09:10 - 10:10
Lead Panel: Surveying Asia’s financial data landscape
  • - The major sources, and quality, of the region’s financial data.
  • - The challenges in gathering financial data in Asia give the region’s size and diversity.
  • - How financial institutions can gain a 360-degree view across their multiple regulatory data requirements (AML, BCBS 239, CRS, MiFID II).
  • - Major data protection/on-shoring and privacy issues in Asia.
  • - IFRS 9 – Merging the Role of the CFO and CRO in Asia.


Dominic WuManaging Director, Senior Risk Manager, BNY Mellon
Jacob WaiAssistant General Manager, Data Governance, CITIC Bank International
Prashant JoshiDirector, PwC
Naveen KhannaCOO, Global Rates & Currencies Trading APAC, Bank of America Merrill Lynch
John CollinsAsia Head of Operational Risk, Programme and Project Audit, HSBC
Moderator: Peter GuyEditor-at-Large, Regulation Asia

10:10 - 10:50
Presentation: MiFID 2 - Data Requirements for Regulatory Compliance
  • - MiFID2 – understanding data requirements and overlap with existing regulations
  • - Trade Execution, Investor Protection, Reporting & Settlement


  • Led by: Kirston WintersManaging Director, IHS Markit
    Rishi Kapoor Director, Policy, Asia-Pacific, ISDA
10:50 - 11:20
Networking Break
11:20 - 12:00
Presentation: Fundamental Review of the Trading Book
  • - Understanding the data requirements
  • - Internal Models Approach versus Standardized Approach
  • - Data Challenges and Approaches


  • Led by: Paige TanHead of Valuation & Risk, APAC, ICE Data Services
12:00 - 12:50
Panel: Data and trading
  • - What are the challenges involved in meeting the data requirements of all regulations related to trading desks (FRTB, etc)?
  • - Which regulation should an institution start with (can meeting the data requirements of one regulation also meet the requirements of all the others)?


Kishore RamakrishnanDirector, PwC
Kornel NemethVice President, Market Risk and Regulatory Compliance, Société Générale
Moderator: Samuel RidingEditor, Regulation Asia

12:50 - 13:50
Networking Lunch
13:50 - 14:30
Presentation: BCBS239 Risk Aggregation and Risk Reporting: Have we Moved the Dial?


Led by: John CollinsAsia Head of Operational Risk, Programme and Project Audit, HSBC

14:30 - 15:10
Presentation: Addressing Challenges in Expected Credit Losses Modelling for IFRS9
  • - How are market participants addressing the issues of calculating expected losses for IFRS9 - a survey of the Asian landscape
  • - Do risk models matter in expected credit loss provisioning?
  • - A framework to calculate Expected Credit Risk


Led by: Michelle CheongDirector, Risk Services, S&P Global

15:10 - 15:40
Networking Break
15:40 - 16:20
Panel: Data for KYC and AML
  • - What are the financial data management challenges for KYC/AML in Asia?
  • - Are financial institutions ready to share?
  • - What are the pros and cons of centralised utilities?
  • - Using KYC/AML across businesses


KF LamExecutive Director, Head of Compliance, United Overseas Bank Hong Kong
David WilliamsDirector & APAC Head, Business & Product Development, Regulatory & Compliance Solutions, IHS Markit
Shaun AnsellHead of Legal & Compliance APAC, Gazprombank
Moderator:Peter GuyEditor-at-Large, Regulation Asia

16:20 - 17:00
Panel: Data quality
  • - How is the quality of data measured, evaluated and its outcome measured?
  • - The new age in data management – where do AI, machine learning and blockchain fit
  • - Can data gathered for regulatory compliance be used for commercial benefit, and what are the potential dangers in doing so?
  • - Issues around data availability, external vs internal sources of data and verification


Jim ThomasonManaging Director, Technology Solutions, Pacific Rock Partners
Magnus Cattan Senior Vice President, ICE Data Services
Moderator:Garima ChitkaraEvents Editor, Regulation Asia

17:00
Closing Remarks
Nick WakefieldManaging Director & Co-Founder, Regulation Asia

Speakers


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    David Williams

    Director & APAC Head, Business & Product Development, Regulatory & Compliance Solutions
    IHS Markit

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    Dominic Wu

    Managing Director, Senior Risk Manager
    BNY Mellon

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    Garima Chitkara

    Events Editor
    Regulation Asia


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    Jacob Wai

    Assistant General Manager - Data Governance, Operations and Data Governance
    China CITIC Bank

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    Jim Thomason

    Managing Director, Technology Solutions,
    Pacific Rock Partners

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    John Collins

    Asia Head of Operational Risk, Programme and Project Audit,
    HSBC

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      KF Lam

      Executive Director, Head of Compliance
      UOB HK

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      Kirston Winters

      Manging Director
      IHS Markit

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      Kishore Ramankrishan

      Director
      PwC

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        Kornel Nemeth

        AVP, market risk and regulatory compliance
        Société Générale

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          Magnus Cattan

          Head of Data Services, ICE
          ICE Data Services

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          Michelle Cheong

          Director, Risk Services
          S&P Global

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            Naveen Khanna

            COO, Global Rates & Currencies Trading
            BAML

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            Nick Wakefield

            Managing Director
            Regulation Asia

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            Paige Tan

            Head of Valuation & Risk, APAC
            ICE Data Services

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              Peter Guy

              Editor-at-large
              Regulation Asia

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              Prashant Joshi

              Director
              PwC

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              Rishi Kapoor

              Director, Policy, Asia-Pacific
              ISDA

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                Samuel Riding

                Editor
                Regulation Asia

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                Shaun Ansell

                Head of Legal & Compliance APAC
                Gazprombank

Register Your Interest

Contact


Reach out to our team members to find out more about the summit

Conference Producer

Garima Chitkara
garima@inasiamedia.com

Sales & Sponsorship

Nick Wakefield
nick@inasiamedia.com

Marketing & Operations

Denise Law
denise@inasiamedia.com